Cartana Consulting Solutions’ founder and principal, Ana R. Carter, will be presenting as a panelist at the 2019 FINRA Annual Conference in Washington, DC. Join her, and her fellow panelists and FINRA staff, on Thursday, May 16, 2019, for an overview of recent developments associated with financial and operational rules. The panel will discuss common deficiencies noted with accounting practices and net capital compliance, as well as other risks that firms address in their day-to-day responsibilities. Attendees will also learn effective practices in Financial Accounting Standards Board (FASB) accounting standards and the potential effect on financial statements and net capital, use of service and expense sharing agreements, and the impact to net capital from pending litigation and arbitrations. Mrs. Carter will be giving her perspective on how she is able to keep her clients informed about new rules/interpretive developments and her observations related to the FINRA exam process. She will also provide her insights on the key elements small firms should look for when hiring an outsourced FINOP.
_________________
Cartana Consulting Solutions, LLC provides outsourced FINOP, CFO and general accounting services to small to medium sized broker dealers. Our goal is to provide outstanding service to each client while exemplifying honesty and integrity. You can learn more about us and our services by visiting our website at CartanaConsulting.com. Make sure to follow us on Facebook and LinkedIn to stay up to date with our latest news.