Corporate news & announcements
FINRA Small Firm Updates – April 2, 2020
Cartana Consulting Solutions’ founder and principal, Ana R. Carter, attended the April 2, 2020 Small Firm Conference Call hosted by FINRA staff. The following are some of her most important take away points: FINRA has cancelled the 2020 Annual Conference in Washington, DC. The FINRA Annual Assessment invoices will be generated and distributed as usual; [...]