Knowledge Focus
Keep up with the latest news and updates
Cartana Consulting Solutions is dedicated to delivering relevant and current information to our clients. Our Knowledge Focus page provides education on industry topics, addressing best practices, regulatory updates, exam priorities, and other key issues to help you manage your firms functions. With over 80 years of combined experience, our team is well-equipped to guide you through your FINOP and Compliance needs without feeling overwhelmed by regulations. We value your feedback and invite you to discuss the topics below or suggest new ones. Contact us today to start the conversation—your success is our priority!
Stay connected with us on LinkedIn to ensure you receive the latest updates.
TRENDING news:
2025 FINRA Annual Conference
FINRA’s 2025 Due Date Schedule
What is Net Capital?
What is a PFO & POO?
FINRA 2025 Key Renewal Dates
PCAOB Audit
What is a FINOP?
Full Time FINOP?
2024 FINRA Small Firm Conference
Page [tcb_pagination_current_page link='0'] of [tcb_pagination_total_pages link='0']
Why Choose Us
Since 2015, Cartana Consulting Solutions has risen up to the challenge of supporting FINRA member firms in their financial responsibilities. Our goal is to provide broker dealer owners and executives peace of mind - allowing them to fully focus on day-to-day business operations.
A clean record
Our commitment to maintaining high professional standards is something we take pride in. As a testament to our dedication and professionalism, you will not come across any disclosures on the broker check pages of our FINOP consultants.
EXCEPTIONAL SERVICE
With 100% client satisfaction, you can rest assured that we will carry out our services for your firm, without fail.
PROVEN PERFORMANCE
Rest assured that our dedicated team will thoroughly execute the services for your firm with attention to detail. Our goal is to ensure that all work is completed in a timely manner and in strict accordance with industry standards.
