Sorting by

×

Cartana Has The Experience You Need


No matter the line of business you specialize in, our team of experts are ready to manage the financial and compliance responsibilities for your firm. Our clients cover a broad spectrum of business activities:

  • Investment Banking / Private Placements
  • Managing Broker-Dealers
  • Dually Registered Broker-Dealers / Investment Advisers
  • Investment Advisers
  • Capital Aquisition Brokers / Other Limited-Purpose Broker-Dealers
  • Introducing Broker-Dealers
  • Outsourced Trading
  • Market Makers
  • FinTech / Alternative Trading Systems
  • Carrying Broker-Dealers

The Cartana team works with all sizes of clients - from small, sole operator broker-dealers under $50,000/yr. up to medium-sized broker-dealers exceeding $60MM/yr! We are ready to partner with you.

Our clients range anywhere from new members to firms that have been in business for over 40 years! We have participated in dozens of new and continuing membership applications and proudly partner with clients across the United States.


We're Part Of The Team, No Matter Where You Are:

Why Choose Us

Since 2015, Cartana Consulting Solutions has risen up to the challenge of supporting FINRA member firms in their financial responsibilities. Our goal is to provide broker dealer owners and executives peace of mind - allowing them to fully focus on day-to-day business operations.

A clean record

Our commitment to maintaining high professional standards is something we take pride in. As a testament to our dedication and professionalism, you will not come across any disclosures on the broker check pages of our FINOP consultants.

EXCEPTIONAL SERVICE

With 100% client satisfaction, you can rest assured that we will carry out our services for your firm, without fail.

PROVEN PERFORMANCE

Rest assured that our dedicated team will thoroughly execute the services for your firm with attention to detail. Our goal is to ensure that all work is completed in a timely manner and in strict accordance with industry standards.